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IMPORTANT INFORMATION

Please read this page before proceeding, as it explains certain legal and regulatory restrictions applicable to the information in this section of the website.

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This section of the website is intended for residents of the United Kingdom only and any dispute or action arising out of the website shall be determined in accordance with English laws. Under no circumstances should any information or any part of it be copied, reproduced or redistributed.

The information provided in this section of the website is intended solely for investment advisers, accountants, solicitors and any other professional financial intermediaries who are authorised and regulated by the Financial Conduct Authority. This information must not be distributed to, or relied upon by, private clients and the general public.

This website should not be regarded as an offer or solicitation to conduct investment business, as defined by the Financial Services and Markets Act 2000, in any jurisdiction other than the United Kingdom. Investors who are resident in or citizens of countries other than the United Kingdom may be subject to local restrictions. In particular, no offer or invitation is made to any US persons (being residents of the United States of America or partnerships or corporations organised under the laws of the United States of America or any state, territory or possession thereof), who are excluded from the products or services offered in this site.

Brewin Dolphin Limited is registered in England and Wales under company number 2135876 with its registered office at 12 Smithfield Street, London EC1A 9BD. Brewin Dolphin Limited is a member of the London Stock Exchange and authorised and regulated by the Financial Conduct Authority (Financial Services Register reference number 124444).

The information contained in this section of the website has been obtained from sources which we believe to be reliable and accurate at the date of publication, but without further investigation this cannot be warranted. We are not responsible for the content of external websites that are linked from our webpages. Any opinions and comment expressed in this website are not necessarily the views held throughout Brewin Dolphin Limited. All opinions and comments are subject to change without notice.

The value of investments and any income generated may go down as well as up and is not guaranteed. Investors may get back less than they have invested. Past performance is not a guide to future performance. Quoted yields are not guaranteed. Different funds have different levels of risk. Changes in currency exchange rates may have an adverse effect on the value, price or income of investments. Interest rate fluctuations are likely to affect the capital value of investments within bond funds.

We or a connected person may have positions in or options on the securities mentioned herein or may buy, sell or offer to make a purchase or sale of such securities from time to time. In addition we reserve the right to act as principal or agent with regard to the sale or purchase of any security mentioned in this document. For further information, please refer to our conflicts policy which is available on request or can be accessed here.

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FAQs

We work with advisers on a regular basis and there are some questions that frequently crop up. We’ve provided answers to some of them below, but if the information you need isn’t on this page, our team will be pleased to talk to you.

Can you facilitate adviser charging?

Yes, we can facilitate both initial and ongoing adviser charging payments for advisers, subject to receipt of an adviser charging agreement. For new SIPP and Offshore Bond accounts, please contact one of our team to discuss the options available to you.

Our quarterly management fees are levied and shown separately from any adviser charges in client statements. The adviser must instruct us as to whether VAT should be applied to any of the adviser charging payments.

Are you able to map the outputs from risk analysis tools to your risk categories?

We subscribe to distribution technology to help advisers assess the most suitable portfolio, within our Managed Portfolio Service, for each client.

For our Discretionary Management Service, our investment managers will work with you to ensure that the construction of any client portfolio meets your specific risk requirements.

Which platforms provide access to your Managed Portfolio Services?

Our Managed Portfolio Service portfolios can be accessed on the following external platforms: Ascentric, Aviva, Axa Elevate, Novia, Nucleus, Standard Life.

Can we use your services in conjunction with third-party product providers?

Our Bespoke Portfolio Service can be used through an extensive range of wrappers, including, but not limited to, those offered by:

@SIPP LV=
AJ Bell Prudential
AXA Wealth Rowanmoor
Barnett Waddingham Sanlam
Capita Scottish Life
Carey Pensions Scottish Widows
Curtis Banks SIPPCentre
Dentons Pension Management Skandia
Friends Life Standard Life
Hornbuckle Mitchell Suffolk Life
James Hay Wesleyan
London and Colonial Westerby Trustees

Can you provide evidence of your investment performance?

We provide monthly factsheets for all of our Managed Portfolio Service model portfolios, which include performance data.

Our Discretionary Management Service is undertaken on a bespoke basis for each client. Due to the differing needs of individual clients, there will always be variations in the composition of the underlying portfolios and therefore performance returns.

To assist adviser firms in assessing the strength and consistency of our investment process, we can provide details of the performance returns generated by our Group Asset Allocation Committee across a range of risk categories. This committee meets on a monthly basis and sets the strategic asset allocation view for Brewin Dolphin.

How do I obtain Brewin Dolphin’s Terms of Business?

If you wish to obtain an Agent Terms of Business, please either contact our Business Development team or email your request directly to intermediaries@brewin.co.uk.

Can I access my clients’ portfolios online?

Yes, we have an online system with a secure log-in facility, which enables advisers to view all their clients’ portfolios. For further information on this system, please contact our Business Development team.

What do you charge for your services?

For both our Discretionary Management Service and our Managed Portfolio Service, we use a clean, simple and transparent fee structure that does not have any transactional commissions or dealing charges. We believe this provides complete transparency to all parties and aligns the aims of both the underlying client and investment manager.

Our continued primary focus is on building strong, long-term strategic relationships with professional intermediary firms. In this regard, our Discretionary Management Service charging structure has been devised to benefit those firms that have demonstrated a significant commitment to working with Brewin Dolphin. We have therefore put in place a ‘partnership’ discount mechanism for those firms that have introduced portfolios with a combined total value in excess of £10m.

Details of our rate cards can be obtained by clicking here.

What are the minimum investment levels for your services?

We do not have a specific minimum investment level for our Discretionary Management Service. We believe this is a decision for the adviser in conjunction with their underlying client. However, our charges for the service carry a minimum fee of £1,000 + VAT per annum.

The minimum investment levels for our Managed Portfolio Service are determined by the external platforms they are available on. At present, these are as follows:

Axa Elevate £10,000
Aviva, Novia, Nucleus, Ascentric £2,000

Downloads

The value of investments can fall and your clients may get back less than they invested.

How can we help?

020 3201 3363

01224 267 900

Graeme Bowden

07880 087347

graeme.bowden@brewin.co.uk

020 3201 3363

020 3201 3483

028 9044 6000

Stephen Cartwright

02890 446004

Stephen.Cartwright@brewin.co.uk

020 3201 3363

020 3201 3483

0121 710 3500

Paul Cox

07768 164067

paul.cox@brewin.co.uk

020 3201 3363

020 3201 3483

01202 312 500

Andy Wheeler

07771 724625

A.Wheeler@brewin.co.uk

020 3201 3363

020 3201 3483

0117 968 9500

Jason Williams

07766 725268

jason.williams@brewin.co.uk

020 3201 3363

020 3201 3483

020 3201 3050

Ross Slater

07920 590425

ross.slater@brewin.co.uk

020 3201 3363

020 3201 3483

029 2034 0100

James Gadd

07833 048452

james.gadd@brewin.co.uk

020 3201 3363

020 3201 3483

01242 577 677

Jason Williams

07766 725268

jason.williams@brewin.co.uk

020 3201 3363

020 3201 3483

+353 (0)1 260 0083

Suzanne Cashin

00353 1 2682837

Suzanne.Cashin@TilmanBrewin.ie

020 3201 3363

020 3201 3483

01382 317 200

Graeme Bowden

07880 087347

graeme.bowden@brewin.co.uk

020 3201 3363

020 3201 3483

01473 267200

Ross Slater

07920 590425

ross.slater@brewin.co.uk

020 3201 3363

020 3201 3483

0131 225 2566

Graeme Bowden

07880 087347

graeme.bowden@brewin.co.uk

020 3201 3363

020 3201 3483

01392 440 450

Philip Thitchener

07920 190683

philip.thitchener@brewin.co.uk

020 3201 3363

020 3201 3483

0141 221 7733

Maxine Anderson

07901 977929

maxine.anderson@brewin.co.uk

020 3201 3363

020 3201 3483

01534 703 000

Antony Champion

07557 480075

antony.champion@brewin.co.uk

020 3201 3363

020 3201 3483

0113 245 9341

Owen Woolfitt

07920 801390

owen.woolfitt@brewin.co.uk

020 3201 3363

020 3201 3483

0116 242 0700

Paul Jackson

07500 797776

paul.jackson@brewin.co.uk

020 3201 3363

020 3201 3483

01522 503 000

Paul Jackson

07500 797776

paul.jackson@brewin.co.uk

020 3201 3363

020 3201 3483

020 3201 3900

London Sales Support

0203 201 3363

londonsalessupport@brewin.co.uk

020 3201 3363

020 3201 3483

0161 839 4222

David Ryan

07795 665861

david.ryan@brewin.co.uk

020 3201 3363

020 3201 3483

01672 519 600

Susan Hazelwood

07920 496265

susan.hazelwood@brewin.co.uk

020 3201 3363

020 3201 3483

0191 279 7300

Lucie Gordon

0191 279 7325

lucie.gordon@brewin.co.uk

020 3201 3363

020 3201 3483

0115 852 5580

Paul Jackson

07500 797776

paul.jackson@brewin.co.uk

020 3201 3363

020 3201 3483

01865 255 750

Susan Hazelwood

07920 496265

susan.hazelwood@brewin.co.uk

020 3201 3363

020 3201 3483

01768 861 710

Lucie Gordon

07467 339228

lucie.gordon@brewin.co.uk

020 3201 3363

020 3201 3483

01752 334 650

Philip Thitchener

07920 190683

philip.thitchener@brewin.co.uk

020 3201 3363

020 3201 3483

01752 334 650

Philip Thitchener

07920 190683

philip.thitchener@brewin.co.uk

020 3201 3363

020 3201 3483

01737 223 722

Andy Wheeler

07771 724625

A.Wheeler@brewin.co.uk

020 3201 3363

020 3201 3483

01743 399 000

Brian Boyd

07825 732007

brian.boyd@brewin.co.uk

020 3201 3363

020 3201 3483

020 3201 3363

020 3201 3483

020 3201 3363

020 3201 3483

The value of investments can fall and your clients may get back less than they invested.